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Set your sights on growth

As an independent financial advisor, financial planner, or insurance manager, you are poised to grow your practice by expanding your offering. With your financial expertise, core services, and existing client relationships as your foundation, you have the opportunity, by partnering with O/L as your broker/dealer and registered investment advisor, to enhance your practice to meet the investment needs of your clients. 

Align with like-minded entrepreneurs

We began as a full-service independent broker/dealer in 1988 and registered as an investment advisory company two years later. Our strength lies in our entrepreneurial approach, building and evolving as we identify areas of growth. We understand the dual responsibilities you have to both your business and your clients, and provide the resources you need to meet your operational requirements, your growth objectives, as well as your client expectations. 

Remain objective & transparent 

As a registered investment advisor ourselves, we understand the significance of independence, transparency, and objectivity. We have designed our investment management solution to allow for flexibility, so that you can have total control over your investment strategy, options, and decisions. Our products and services are non-proprietary and conform only to your individual preferences. 

Leverage our technology & flexible infrastructure 

We have built a solid, integrated open architecture investment management platform that provides access to extensive products and services, a secure trading platform, and solid compliance and regulatory discipline. We also offer marketing and business development support to help you grow your business. By partnering with O/L, you can leverage our expertise and our technology to build a customized platform to fit your business model as well as customized portfolios for your clients. 

Join a stable, privately held firm 

As one of the few remaining truly independent firms, we have a competitive advantage by remaining independent. Building this business has been our lifework, and retaining the autonomy to manage it while remaining true to our core philosophy is essential. We value our independence in much the same manner that our representatives value theirs.

Get started

We have a dedicated team to assist you in a smooth transition, from advising you about the transition timeline to guiding you through the licensing process and facilitating block and individual transfers. To learn more,